Personnel Hong Kong SFC License Details (ID 13398)

Personnel Hong Kong SFC License Details (ID 13398)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Goldin Equities Limited	Rep	Dealing in securities	2008-04-17	2008-08-01
Quam Securities Limited	Rep	Dealing in futures contracts	2004-10-28	2007-10-31
QUAM FUTURES LIMITED	Rep	Dealing in futures contracts	2004-06-25	2006-01-31
Quam Securities Limited	Rep	Dealing in securities	2004-06-25	2007-10-31
QUAM FUTURES LIMITED	RO	Advising on futures contracts	-	2004-06-25
	RO	Asset management	-	2004-06-25
	RO	Dealing in futures contracts	-	2004-06-25
Quam Securities Limited	RO	Advising on corporate finance	-	2004-06-25
	RO	Advising on securities	-	2004-06-25
	RO	Asset management	-	2004-06-25
	RO	Dealing in securities	-	2004-06-25