Personnel Hong Kong SFC License Details (ID 13401928)

Personnel Hong Kong SFC License Details (ID 13401928)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
ORION INVESTMENT MANAGEMENT LIMITED	RO	Advising on corporate finance	2015-03-12	2015-09-12
	RO	Advising on securities	2015-03-12	2015-09-12
	RO	Dealing in securities	2015-03-12	2015-09-12
J.P. MORGAN SECURITIES (FAR EAST) LIMITED	RO	Advising on corporate finance	2005-05-27	2007-11-02
	RO	Advising on securities	2005-05-27	2007-11-02
	RO	Dealing in securities	2005-05-27	2007-11-02
	Rep	Asset management	-	2005-02-15
	Rep	Advising on corporate finance	-	2005-05-27
	Rep	Advising on securities	-	2005-05-27