Personnel Hong Kong SFC License Details (ID 134029)

Personnel Hong Kong SFC License Details (ID 134029)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Citigroup Global Markets Asia Limited	RO	Dealing in futures contracts	2024-12-04	2026-03-29
	RO	Dealing in securities	2024-12-04	2026-03-29
	Rep	Dealing in futures contracts	2021-07-29	2024-12-04
	Rep	Dealing in securities	2021-07-29	2024-12-04
	Rep	Dealing in securities	2015-08-10	2015-11-10
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2012-01-09	2013-09-28
	Rep	Dealing in securities	2012-01-09	2013-09-28
	Rep	Dealing in futures contracts	2011-11-25	2011-12-25
	Rep	Dealing in securities	2011-11-25	2011-12-25