Personnel Hong Kong SFC License Details (ID 134073)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

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Current only

Organisation	Role	Activity	From	Until
PineBridge Investments Asia Limited	Rep	Advising on securities	2024-04-19	-
	Rep	Dealing in securities	2024-04-19	-
PineBridge Investments Hong Kong Limited	Rep	Dealing in securities	2024-04-19	-
BARCLAYS CAPITAL ASIA LIMITED	Rep	Dealing in securities	2011-11-28	2024-03-28