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Personnel Hong Kong SFC License Details (ID 134075)
Personnel
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
CHINA MERCHANTS SECURITIES (HK) CO., LIMITED
RO
Dealing in securities
2021-07-22
-
Rep
Dealing in securities
2018-04-03
2021-07-22
Rep
Dealing in securities
2011-11-28
2017-10-10