| Citigroup Global Markets Asia Limited | Rep | Providing automated trading services | 2015-06-04 | 2017-08-03 |
| Rep | Dealing in futures contracts | 2015-06-04 | 2017-08-03 |
| Rep | Dealing in securities | 2015-06-04 | 2017-08-03 |
| Rep | Dealing in futures contracts | 2013-06-03 | 2015-03-30 |
| Rep | Providing automated trading services | 2012-06-25 | 2015-03-30 |
| Rep | Dealing in securities | 2012-06-25 | 2015-03-30 |
| CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in futures contracts | 2012-06-25 | 2013-08-31 |
| Citigroup Global Markets Asia Limited | Rep | Dealing in securities | 2011-11-28 | 2011-12-07 |
| CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in securities | 2011-11-28 | 2011-12-07 |