Personnel Hong Kong SFC License Details (ID 134080)

Personnel Hong Kong SFC License Details (ID 134080)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HSBC Global Asset Management (Hong Kong) Limited	Rep	Dealing in securities	2015-09-04	2015-09-11
HSBC INVESTMENT FUNDS (HONG KONG) LIMITED	Rep	Dealing in securities	2015-09-04	2015-09-11
HSBC Global Asset Management (Hong Kong) Limited	Rep	Advising on securities	2012-05-25	2012-06-08
	Rep	Dealing in securities	2012-05-25	2012-06-08
HSBC INVESTMENT FUNDS (HONG KONG) LIMITED	Rep	Advising on securities	2012-05-25	2012-06-08
	Rep	Dealing in securities	2012-05-25	2012-06-08
HSBC Global Asset Management (Hong Kong) Limited	Rep	Dealing in securities	2011-11-28	2011-12-12
HSBC INVESTMENT FUNDS (HONG KONG) LIMITED	Rep	Dealing in securities	2011-11-28	2011-12-12