Personnel Hong Kong SFC License Details (ID 134087)

Personnel Hong Kong SFC License Details (ID 134087)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CITIC Securities International Global Markets Limited	Rep	Dealing in futures contracts	2021-06-21	-
	Rep	Dealing in securities	2021-05-18	-
Credit Suisse (Hong Kong) Limited	Rep	Advising on corporate finance	2019-01-16	2021-04-16
	Rep	Advising on securities	2019-01-16	2021-04-16
	Rep	Dealing in securities	2019-01-16	2021-04-16
SG SECURITIES (HK) LIMITED	Rep	Advising on securities	2013-11-11	2018-10-26
	Rep	Dealing in securities	2013-11-11	2018-10-26
	Rep	Dealing in securities	2011-11-28	2013-09-13