Personnel Hong Kong SFC License Details (ID 134207)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
WELLINGTON MANAGEMENT HONG KONG LIMITED	Rep	Advising on securities	2018-10-10	2018-12-05
	Rep	Dealing in securities	2018-10-10	2018-12-05
DWS Investments Hong Kong Limited	Rep	Advising on securities	2014-09-30	2018-04-05
	Rep	Dealing in securities	2014-09-30	2018-04-05
BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED	Rep	Advising on securities	2014-02-14	2014-06-26
	Rep	Dealing in securities	2011-11-30	2014-06-26