Personnel Hong Kong SFC License Details (ID 134213)

Personnel Hong Kong SFC License Details (ID 134213)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HAITONG INTERNATIONAL CAPITAL LIMITED	Rep	Advising on corporate finance	2021-05-05	2023-03-03
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2021-05-05	2023-03-03
	Rep	Advising on securities	2021-04-07	2023-03-03
HAITONG INTERNATIONAL RESEARCH LIMITED	Rep	Advising on securities	2018-04-06	2021-03-08
CCB INTERNATIONAL SECURITIES LIMITED	Rep	Advising on securities	2015-02-13	2018-03-12
Guosen Securities (HK) Brokerage Company, Limited	Rep	Advising on securities	2011-11-30	2015-01-23