Personnel SFC Licences and HKMA Registrations (ID 134215)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
NATIONAL RESOURCES SECURITIES LIMITED	Rep	Advising on securities	2025-11-03	-
	Rep	Asset management	2025-11-03	-
	Rep	Dealing in securities	2017-03-27	-
	Rep	Dealing in securities	2011-11-30	2014-09-15

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

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