Personnel Hong Kong SFC License Details (ID 13422)

Personnel Hong Kong SFC License Details (ID 13422)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
MIB FUTURES (HONG KONG) LIMITED	RO	Advising on futures contracts	2011-03-25	2016-05-30
	RO	Dealing in futures contracts	2006-06-27	2016-05-30
	Rep	Dealing in futures contracts	2005-01-10	2006-06-27
	RO	Advising on futures contracts	-	2003-07-30
	RO	Asset management	-	2003-07-30
	RO	Dealing in futures contracts	-	2005-01-10
MIB SECURITIES (HONG KONG) LIMITED	RO	Advising on corporate finance	-	2003-07-30
	RO	Advising on securities	-	2003-07-30
	RO	Asset management	-	2003-07-30
	RO	Dealing in securities	-	2016-05-30