Personnel Hong Kong SFC License Details (ID 134265)

Personnel Hong Kong SFC License Details (ID 134265)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CCB INTERNATIONAL ASSET MANAGEMENT LIMITED	Rep	Advising on securities	2016-04-26	2019-11-15
	Rep	Asset management	2016-04-26	2019-11-15
	Rep	Dealing in securities	2016-04-26	2019-11-15
HGNH International Asset Management Co., Limited	Rep	Asset management	2013-09-13	2015-08-07
HEAD & SHOULDERS ASSET MANAGEMENT LIMITED	Rep	Asset management	2012-05-21	2013-07-02
Mage Securities Limited	Rep	Asset management	2011-12-01	2012-05-21
	Rep	Advising on securities	2011-12-01	2013-07-02
	Rep	Dealing in securities	2011-12-01	2013-07-02