Personnel Hong Kong SFC License Details (ID 134266)

Personnel Hong Kong SFC License Details (ID 134266)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
XIN YONGAN INTERNATIONAL ASSET MANAGEMENT COMPANY LIMITED	RO	Advising on securities	2018-11-09	2019-12-31
	RO	Asset management	2018-11-09	2019-12-31
HONG KONG INTERNATIONAL CAPITAL MANAGEMENT LIMITED	RO	Advising on securities	2017-01-09	2018-03-16
	Rep	Advising on securities	2016-12-19	2017-01-09
	RO	Asset management	2016-12-19	2018-03-16
HEAD & SHOULDERS ASSET MANAGEMENT LIMITED	RO	Asset management	2015-06-29	2016-11-23
Mage Securities Limited	Rep	Advising on securities	2012-08-14	2016-11-23
	Rep	Dealing in securities	2012-08-14	2016-11-23
HEAD & SHOULDERS ASSET MANAGEMENT LIMITED	Rep	Asset management	2012-05-21	2015-06-29
Mage Securities Limited	Rep	Asset management	2011-12-01	2012-05-21