| BOA Global Asset Management Limited | RO | Advising on securities | 2021-11-03 | 2023-11-30 |
| RO | Asset management | 2021-11-03 | 2023-11-30 |
| BOA INTERNATIONAL SECURITIES LIMITED | RO | Dealing in futures contracts | 2020-09-30 | 2023-02-10 |
| RO | Dealing in securities | 2020-09-30 | 2023-02-10 |
| Rep | Dealing in futures contracts | 2020-02-13 | 2020-09-30 |
| Rep | Dealing in securities | 2020-02-13 | 2020-09-30 |
| CHINA EVERBRIGHT SECURITIES (HK) LIMITED | Rep | Advising on securities | 2018-03-20 | 2019-12-31 |
| Everbright Securities Investment Services (HK) Limited | Rep | Advising on securities | 2018-03-20 | 2019-12-31 |
| CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2017-10-25 | 2019-12-31 |
| Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2017-10-25 | 2019-12-31 |
| CHINA EVERBRIGHT FOREX & FUTURES (HK) LIMITED | Rep | Dealing in futures contracts | 2013-07-08 | 2019-12-31 |
| CHINA EVERBRIGHT SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2011-12-02 | 2019-12-31 |