Personnel Hong Kong SFC License Details (ID 134467)

Personnel Hong Kong SFC License Details (ID 134467)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SOUTH CHINA CAPITAL LIMITED	RO	Advising on corporate finance	2020-07-02	-
SOUTH CHINA SECURITIES LIMITED	RO	Dealing in securities	2020-07-02	-
SOUTH CHINA CAPITAL LIMITED	Rep	Advising on corporate finance	2020-05-28	2020-07-02
SOUTH CHINA SECURITIES LIMITED	Rep	Dealing in securities	2020-05-28	2020-07-02
China Sunrise Capital Limited	RO	Advising on corporate finance	2019-09-03	2020-03-08
	RO	Dealing in securities	2019-09-03	2020-03-08
	Rep	Advising on corporate finance	2019-06-25	2019-09-03
	Rep	Dealing in securities	2019-06-25	2019-09-03
First Prosperous Capital Company Limited	RO	Dealing in securities	2018-01-24	2019-03-20
	RO	Advising on corporate finance	2017-09-06	2019-03-20
	Rep	Advising on corporate finance	2017-08-15	2017-09-06
	Rep	Dealing in securities	2017-08-15	2018-01-24
Asia Pacific Financial Capital Limited	RO	Advising on corporate finance	2016-02-15	2017-07-31
	Rep	Advising on corporate finance	2012-03-21	2016-02-15
Asia Pacific Securities Limited	Rep	Dealing in securities	2011-12-05	2017-07-31