Personnel SFC Licences and HKMA Registrations (ID 134470)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
AUSPICIOUS CAPITAL MANAGEMENT LIMITED	RO	Asset management	2013-11-22	-
GOLDMAN SACHS (ASIA) SECURITIES LIMITED	Rep	Dealing in securities	2012-04-27	2013-03-20
GOLDMAN SACHS (ASIA) L.L.C.	Rep	Dealing in securities	2011-12-05	2013-03-20
GOLDMAN SACHS FUTURES (ASIA) LIMITED	Rep	Dealing in futures contracts	2011-12-05	2013-03-20

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

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