Personnel Hong Kong SFC License Details (ID 134483)

Personnel Hong Kong SFC License Details (ID 134483)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Core Pacific - Yamaichi Asset Management Limited	Rep	Asset management	2023-01-06	2024-10-09
CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED	Rep	Advising on securities	2018-08-28	2024-10-09
	Rep	Dealing in securities	2017-07-27	2024-10-09
iFAST Financial (HK) Limited	Rep	Dealing in securities	2016-11-03	2017-07-09
iFAST Global Markets (HK) Limited	Rep	Dealing in securities	2016-11-03	2017-07-09
iFAST Securities (HK) Limited	Rep	Dealing in securities	2016-11-03	2017-07-09
PHILLIP COMMODITIES (HK) LIMITED	Rep	Dealing in futures contracts	2014-08-22	2016-10-21
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Advising on securities	2014-08-22	2016-10-21
	Rep	Dealing in securities	2014-08-22	2016-10-21
XinKong International Securities Limited	Rep	Dealing in futures contracts	2011-12-05	2014-08-09
	Rep	Dealing in securities	2011-12-05	2014-08-09