| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| LUK FOOK SECURITIES (HK) LIMITED | Rep | Advising on securities | 2025-07-11 | - |
| Rep | Asset management | 2025-07-11 | - | |
| Rep | Dealing in securities | 2025-07-11 | - | |
| OnePlatform Asset Management Limited | RO | Asset management | 2023-08-14 | 2025-03-31 |
| RO | Advising on securities | 2023-07-06 | 2025-03-31 | |
| RO | Dealing in securities | 2023-07-06 | 2025-03-31 | |
| OnePlatform Securities Limited | RO | Advising on securities | 2018-08-03 | 2024-12-02 |
| RO | Dealing in securities | 2018-08-03 | 2024-12-02 | |
| Rep | Advising on securities | 2018-06-05 | 2018-08-03 | |
| Rep | Dealing in securities | 2018-06-05 | 2018-08-03 | |
| Solo Asset Management Limited | RO | Advising on futures contracts | 2018-01-15 | 2018-04-17 |
| RO | Advising on securities | 2018-01-15 | 2018-04-17 | |
| RO | Asset management | 2018-01-15 | 2018-04-17 | |
| Solo Futures Limited | RO | Dealing in futures contracts | 2017-05-12 | 2018-04-17 |
| Solo Securities Limited | RO | Dealing in securities | 2017-05-12 | 2018-04-17 |
| YF ASSET MANAGEMENT LIMITED | RO | Asset management | 2017-03-02 | 2017-04-10 |
| Rep | Asset management | 2017-02-23 | 2017-03-02 | |
| RO | Advising on futures contracts | 2017-02-23 | 2017-04-10 | |
| RO | Advising on securities | 2017-02-23 | 2017-04-10 | |
| YF FUTURES COMPANY LIMITED | RO | Dealing in futures contracts | 2017-02-23 | 2017-04-10 |
| YF SECURITIES COMPANY LIMITED | RO | Dealing in securities | 2017-02-23 | 2017-04-10 |
| YF ASSET MANAGEMENT LIMITED | Rep | Advising on futures contracts | 2017-02-17 | 2017-02-23 |
| Rep | Advising on securities | 2017-02-17 | 2017-02-23 | |
| YF SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2017-02-17 | 2017-02-23 |
| INVESTPORT (H.K.) LIMITED | RO | Advising on futures contracts | 2017-01-23 | 2017-01-31 |
| RO | Advising on securities | 2017-01-23 | 2017-01-31 | |
| RO | Asset management | 2017-01-23 | 2017-01-31 | |
| RO | Dealing in securities | 2017-01-23 | 2017-01-31 | |
| Rep | Advising on futures contracts | 2016-12-01 | 2017-01-23 | |
| Rep | Advising on securities | 2016-12-01 | 2017-01-23 | |
| Rep | Asset management | 2016-12-01 | 2017-01-23 | |
| Rep | Dealing in securities | 2016-12-01 | 2017-01-23 | |
| Tung Shing Securities (Brokers) Limited | RO | Leveraged foreign exchange trading | 2012-03-15 | 2016-07-01 |
| Tung Shing Futures (Brokers) Limited | RO | Dealing in futures contracts | 2011-10-20 | 2016-07-01 |
| Tung Shing Securities (Brokers) Limited | RO | Dealing in securities | 2011-10-20 | 2016-07-01 |
| South China Forex Limited | RO | Leveraged foreign exchange trading | 2010-06-21 | 2011-06-09 |
| 313 CAPITAL MANAGEMENT LIMITED 313 | RO | Advising on securities | 2010-04-19 | 2011-06-09 |
| RO | Asset management | 2009-09-22 | 2011-06-09 | |
| SOUTH CHINA CAPITAL LIMITED | RO | Advising on corporate finance | 2009-09-22 | 2011-06-09 |
| SOUTH CHINA COMMODITIES LIMITED | RO | Dealing in futures contracts | 2009-09-22 | 2011-06-09 |
| SOUTH CHINA RESEARCH LIMITED | RO | Advising on securities | 2009-09-22 | 2011-06-09 |
| SOUTH CHINA SECURITIES LIMITED | RO | Dealing in securities | 2009-09-22 | 2011-06-09 |
No HKMA registrations in the collected records.