Personnel Hong Kong SFC License Details (ID 134562)

Personnel Hong Kong SFC License Details (ID 134562)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SG SECURITIES (HK) LIMITED	RO	Dealing in futures contracts	2019-09-25	-
	RO	Dealing in securities	2019-09-25	-
	RO	Providing automated trading services	2019-09-25	2020-05-14
	Rep	Providing automated trading services	2017-08-25	2019-09-25
	Rep	Dealing in futures contracts	2017-08-25	2019-09-25
	Rep	Dealing in securities	2017-08-25	2019-09-25
Credit Suisse (Hong Kong) Limited	Rep	Advising on futures contracts	2015-08-10	2016-08-25
	Rep	Dealing in futures contracts	2015-08-10	2016-08-25
	Rep	Dealing in securities	2015-08-10	2016-08-25
Credit Suisse Securities (Hong Kong) Limited	Rep	Dealing in securities	2015-08-10	2016-08-25
Credit Suisse (Hong Kong) Limited	RO	Advising on futures contracts	2013-11-14	2015-08-10
	RO	Providing automated trading services	2012-10-24	2013-11-01
	RO	Dealing in futures contracts	2012-10-24	2015-08-10
	RO	Dealing in securities	2012-10-24	2015-08-10
Credit Suisse Securities (Hong Kong) Limited	RO	Dealing in securities	2012-10-24	2015-08-10
Credit Suisse (Hong Kong) Limited	Rep	Providing automated trading services	2011-12-06	2012-10-24
	Rep	Dealing in futures contracts	2011-12-06	2012-10-24
	Rep	Dealing in securities	2011-12-06	2012-10-24