Personnel Hong Kong SFC License Details (ID 134566)

Personnel Hong Kong SFC License Details (ID 134566)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
NFH Securities and Futures Limited	Rep	Dealing in securities	2023-03-06	2024-05-27
PRIME HARVEST CAPITAL LIMITED	RO	Asset management	2023-03-06	2024-05-27
Minerva Asset Global Investment Capital Limited	RO	Asset management	2018-08-07	2022-11-01
Minerva Holding Financial Securities Limited	Rep	Dealing in securities	2018-08-07	2022-11-01
JS SECURITIES LIMITED (HK)	Rep	Advising on securities	2017-09-29	2017-11-30
	Rep	Dealing in securities	2017-09-29	2017-11-30
XINHUI INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Dealing in futures contracts	2017-09-29	2017-11-30
RHB ASSET MANAGEMENT LIMITED	RO	Advising on securities	2011-12-06	2017-04-30
	RO	Asset management	2011-12-06	2017-04-30
	RO	Dealing in securities	2011-12-06	2017-04-30
RHB FUTURES HONG KONG LIMITED	RO	Dealing in futures contracts	2011-12-06	2017-04-30
RHB SECURITIES HONG KONG LIMITED	RO	Advising on securities	2011-12-06	2017-04-30
	RO	Dealing in securities	2011-12-06	2017-04-30