Personnel Hong Kong SFC License Details (ID 134567)

Personnel Hong Kong SFC License Details (ID 134567)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
KOREA INVESTMENT &AMP; SECURITIES ASIA LIMITED	Rep	Advising on securities	2024-11-13	-
	RO	Dealing in futures contracts	2024-03-06	-
	Rep	Dealing in securities	2023-03-30	-
	Rep	Dealing in futures contracts	2023-03-30	2024-03-06
CHINA EVERBRIGHT FOREX &AMP; FUTURES (HK) LIMITED	Rep	Dealing in futures contracts	2018-02-27	2023-03-12
CHINA EVERBRIGHT SECURITIES (HK) LIMITED	Rep	Dealing in securities	2018-02-27	2023-03-12
CES Forex (HK) Limited	Rep	Leveraged foreign exchange trading	2018-02-12	2023-03-12
CHINA EVERBRIGHT FOREX &AMP; FUTURES (HK) LIMITED	Rep	Leveraged foreign exchange trading	2018-02-12	2023-03-12
CES Commodities (HK) Limited	Rep	Dealing in futures contracts	2017-12-22	2023-03-12
Everbright Securities Digital Finance (HK) Limited	Rep	Dealing in securities	2017-12-22	2023-03-12
Everbright Securities Investment Services (HK) Limited	Rep	Dealing in securities	2017-12-22	2023-03-12
Quam Securities Limited	Rep	Dealing in futures contracts	2016-11-02	2017-11-30
	Rep	Dealing in securities	2016-11-02	2017-11-30
CES Commodities (HK) Limited	Rep	Dealing in futures contracts	2013-11-22	2016-10-14
CES Forex (HK) Limited	Rep	Leveraged foreign exchange trading	2013-11-22	2016-10-14
Everbright Securities Investment Services (HK) Limited	Rep	Dealing in securities	2013-11-22	2016-10-14
PHILLIP COMMODITIES (HK) LIMITED	Rep	Advising on futures contracts	2012-12-27	2013-10-19
	Rep	Dealing in futures contracts	2011-12-06	2013-10-19
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2011-12-06	2013-10-19