Personnel Hong Kong SFC License Details (ID 134569)

Personnel Hong Kong SFC License Details (ID 134569)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BOCOM International Securities Limited	Rep	Advising on futures contracts	2016-05-27	2019-04-30
	Rep	Advising on securities	2016-05-27	2019-04-30
	Rep	Dealing in futures contracts	2015-04-10	2019-04-30
	Rep	Dealing in securities	2015-04-10	2019-04-30
PHILLIP CAPITAL MANAGEMENT (HK) LIMITED	Rep	Asset management	2014-07-18	2015-03-31
PHILLIP COMMODITIES (HK) LIMITED	Rep	Dealing in futures contracts	2011-12-06	2015-03-31
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2011-12-06	2015-03-31