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Personnel Hong Kong SFC License Details (ID 134818)
Personnel
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
Soochow Securities International Brokerage Limited
Rep
Dealing in securities
2018-04-12
2020-02-16
GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED
Rep
Dealing in securities
2011-12-12
2017-10-14