| YUE XIU FUTURES COMPANY LIMITED | Rep | Dealing in futures contracts | 2015-10-15 | 2017-05-31 |
| YUE XIU SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2015-10-15 | 2017-05-31 |
| FULBRIGHT FUTURES LIMITED | Rep | Dealing in futures contracts | 2014-06-30 | 2015-09-23 |
| FULBRIGHT SECURITIES LIMITED | Rep | Dealing in securities | 2014-06-30 | 2015-09-23 |
| KGI ASIA LIMITED | Rep | Dealing in securities | 2013-03-14 | 2014-06-06 |
| KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2013-03-14 | 2014-06-06 |
| FULBRIGHT FUTURES LIMITED | Rep | Dealing in futures contracts | 2012-12-11 | 2013-02-28 |
| FULBRIGHT SECURITIES LIMITED | Rep | Dealing in securities | 2012-12-11 | 2013-02-28 |
| KGI ASIA LIMITED | Rep | Dealing in securities | 2011-12-12 | 2012-12-05 |
| KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2011-12-12 | 2012-12-05 |