Personnel Hong Kong SFC License Details (ID 134879)

Personnel Hong Kong SFC License Details (ID 134879)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Zero2IPO Capital Limited	RO	Advising on corporate finance	2026-06-15	-
Zero2IPO Securities Limited	RO	Dealing in securities	2026-06-15	-
Zero2IPO Capital Limited	Rep	Advising on corporate finance	2026-01-26	2026-06-15
Zero2IPO Securities Limited	Rep	Dealing in securities	2026-01-26	2026-06-15
GOLDLINK SECURITIES LIMITED	RO	Dealing in securities	2021-06-24	2024-11-01
VAST HARBOUR CORPORATE FINANCE LIMITED	RO	Advising on corporate finance	2021-06-24	2024-11-01
FORTUNE FINANCIAL CAPITAL LIMITED	RO	Advising on corporate finance	2020-04-16	2021-01-13
FORTUNE (HK) SECURITIES LIMITED	RO	Dealing in securities	2018-12-13	2021-01-13
	Rep	Dealing in securities	2018-10-10	2018-12-13
FORTUNE FINANCIAL CAPITAL LIMITED	Rep	Advising on corporate finance	2018-10-10	2020-04-16
ORIENT CAPITAL (HONG KONG) LIMITED	Rep	Advising on corporate finance	2018-04-25	2018-09-19
ORIENT SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2018-04-25	2018-09-19
Shang International Finance Limited	Rep	Advising on corporate finance	2018-03-12	2018-04-03
	Rep	Dealing in securities	2018-03-12	2018-04-03
ORIENT SECURITIES (HONG KONG) LIMITED	RO	Dealing in securities	2017-12-12	2018-02-08
ORIENT CAPITAL (HONG KONG) LIMITED	Rep	Advising on corporate finance	2014-10-23	2018-02-08
ORIENT SECURITIES (HONG KONG) LIMITED	Rep	Advising on securities	2014-05-15	2014-10-23
	Rep	Dealing in securities	2014-05-15	2017-12-12
CHINA MERCHANTS SECURITIES (HK) CO., LIMITED	Rep	Advising on corporate finance	2011-12-13	2013-01-05