Personnel Hong Kong SFC License Details (ID 134884)

Personnel Hong Kong SFC License Details (ID 134884)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SAIL ADVISORS LIMITED	Rep	Advising on securities	2014-02-19	2014-12-10
	Rep	Asset management	2014-02-19	2014-12-10
HSBC Global Asset Management Holdings (Bahamas) Limited	Rep	Advising on securities	2012-10-12	2014-01-14
	Rep	Asset management	2012-10-12	2014-01-14
HSBC Global Asset Management (Hong Kong) Limited	Rep	Advising on securities	2011-12-13	2014-01-14
	Rep	Asset management	2011-12-13	2014-01-14
	Rep	Dealing in securities	2011-12-13	2014-01-14
HSBC INVESTMENT FUNDS (HONG KONG) LIMITED	Rep	Advising on securities	2011-12-13	2014-01-14
	Rep	Asset management	2011-12-13	2014-01-14
	Rep	Dealing in securities	2011-12-13	2014-01-14