Personnel Hong Kong SFC License Details (ID 134891)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
QUBE RESEARCH &AMP; TECHNOLOGIES HONG KONG LIMITED	Rep	Asset management	2026-07-14	-
UBS SECURITIES ASIA LIMITED	Rep	Dealing in futures contracts	2021-02-23	2026-04-10
	Rep	Dealing in securities	2021-02-23	2026-04-10
UBS SECURITIES HONG KONG LIMITED	Rep	Dealing in futures contracts	2021-02-23	2026-04-10
	Rep	Dealing in securities	2021-02-23	2026-04-10
NORTHERN TRUST COMPANY OF HONG KONG LIMITED, THE	Rep	Dealing in securities	2011-12-13	2018-02-26