Personnel Hong Kong SFC License Details (ID 135003)

Personnel Hong Kong SFC License Details (ID 135003)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
QUBE RESEARCH &AMP; TECHNOLOGIES HONG KONG LIMITED	Rep	Asset management	2018-01-02	2022-05-20
Credit Suisse (Hong Kong) Limited	Rep	Asset management	2016-11-09	2017-12-31
	Rep	Dealing in futures contracts	2014-11-18	2017-11-06
	Rep	Dealing in securities	2014-11-18	2017-11-06
Credit Suisse Securities (Hong Kong) Limited	Rep	Dealing in securities	2014-11-18	2016-10-28
SG SECURITIES (HK) LIMITED	Rep	Providing automated trading services	2011-12-14	2014-08-02
	Rep	Dealing in futures contracts	2011-12-14	2014-08-02
	Rep	Dealing in securities	2011-12-14	2014-08-02