| HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | Advising on securities | 2015-03-26 | 2025-10-03 |
| HSBC BROKING FOREX (ASIA) LIMITED | Rep | Leveraged foreign exchange trading | 2015-02-12 | 2025-10-03 |
| HSBC BROKING FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2014-12-02 | 2025-10-03 |
| HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2014-12-02 | 2025-10-03 |
| Well Link International Securities Limited | Rep | Dealing in securities | 2013-08-27 | 2014-10-21 |
| Rep | Advising on futures contracts | 2012-11-26 | 2014-10-21 |
| FORTUNE (HK) SECURITIES LIMITED | Rep | Dealing in securities | 2012-02-22 | 2013-08-26 |
| Well Link International Securities Limited | Rep | Dealing in futures contracts | 2011-12-15 | 2014-10-21 |