Personnel Hong Kong SFC License Details (ID 135040)

Personnel Hong Kong SFC License Details (ID 135040)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
VISION CAPITAL INTERNATIONAL HOLDINGS LIMITED (HK)	RO	Advising on securities	2022-03-22	-
	RO	Dealing in securities	2022-03-22	-
	Rep	Advising on securities	2022-01-18	2022-03-22
	Rep	Dealing in securities	2022-01-18	2022-03-22
CCB INTERNATIONAL CAPITAL LIMITED	Rep	Advising on corporate finance	2018-08-06	2021-10-29
	Rep	Advising on securities	2018-07-20	2021-10-29
	Rep	Dealing in securities	2018-07-20	2021-10-29
CCB INTERNATIONAL SECURITIES LIMITED	Rep	Advising on securities	2017-06-13	2018-07-03
	Rep	Dealing in securities	2017-06-13	2018-07-03
LOMBARD ODIER (HONG KONG) LIMITED	Rep	Advising on securities	2014-04-14	2015-06-05
	Rep	Dealing in securities	2014-04-14	2015-06-05
ORIENT FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2012-06-18	2014-03-01
ORIENT SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2012-06-18	2014-03-01
ORIENT ASSET MANAGEMENT (HONG KONG) LIMITED	Rep	Asset management	2011-12-15	2014-03-01