Personnel Hong Kong SFC License Details (ID 135071)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
UBS SECURITIES ASIA LIMITED	Rep	Dealing in securities	2019-11-21	2019-11-29
	Rep	Dealing in securities	2018-09-03	2018-09-07
	Rep	Dealing in futures contracts	2013-09-25	2016-04-12
	Rep	Dealing in securities	2011-12-16	2016-04-12