Personnel Hong Kong SFC License Details (ID 13507146)

Personnel Hong Kong SFC License Details (ID 13507146)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CMB International Securities Limited	Rep	Dealing in securities	2024-12-31	-
CMB International Capital Limited	Rep	Advising on corporate finance	2024-09-05	-
	Rep	Dealing in securities	2024-09-05	-
	Rep	Advising on corporate finance	2021-04-27	2024-07-26
	Rep	Dealing in securities	2021-04-27	2024-07-26
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2019-10-16	2021-04-09
HAITONG INTERNATIONAL CAPITAL LIMITED	Rep	Advising on corporate finance	2019-07-30	2021-04-09
CHINA MERCHANTS SECURITIES (HK) CO., LIMITED	Rep	Advising on corporate finance	2018-04-03	2019-07-12