Personnel SFC Licences and HKMA Registrations (ID 13508959)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CMB International Global Markets Limited	Rep	Dealing in securities	2025-07-09	-
CMB International Securities Limited	Rep	Dealing in securities	2025-07-09	-
SPDB International Investment Management Limited	Rep	Advising on securities	2018-04-03	2024-09-28
	Rep	Asset management	2018-04-03	2024-09-28

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.