Personnel Hong Kong SFC License Details (ID 135102)

Personnel Hong Kong SFC License Details (ID 135102)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
ACU ASSET MANAGEMENT LIMITED	RO	Asset management	2022-10-11	-
CPLUS SECURITIES LIMITED	RO	Advising on securities	2021-04-19	-
	RO	Dealing in securities	2021-04-19	-
ACU ASSET MANAGEMENT LIMITED	Rep	Asset management	2021-03-23	2022-10-11
CPLUS SECURITIES LIMITED	Rep	Advising on securities	2021-03-23	2021-04-19
Major Asset Management Limited	RO	Dealing in securities	2020-07-20	2021-01-27
	RO	Advising on securities	2020-07-20	2021-03-21
	RO	Asset management	2020-07-20	2021-03-21
Cityline Securities Limited	RO	Dealing in securities	2018-10-31	2020-01-10
MAGIC COMPASS SECURITIES LIMITED	RO	Dealing in securities	2016-12-19	2017-12-18
	RO	Dealing in securities	2011-12-19	2016-02-01