Personnel SFC Licences and HKMA Registrations (ID 135452)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Rui Da International Securities (Hong Kong) Limited	Rep	Dealing in securities	2022-12-13	-
Rui Da International Asset Management (Hong Kong) Limited	RO	Advising on securities	2019-06-28	-
	RO	Asset management	2019-06-28	-
Rui Da International Finance Holding Limited	RO	Advising on futures contracts	2018-05-31	-
	RO	Dealing in futures contracts	2016-11-02	-
CITIC Futures International Company Limited	Rep	Dealing in futures contracts	2016-02-04	2016-05-01
CITIC Securities Futures (HK) Limited	Rep	Dealing in futures contracts	2011-12-23	2014-01-01

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

HKMA records could not be loaded. Please try again later.