Personnel Hong Kong SFC License Details (ID 135456)

Personnel Hong Kong SFC License Details (ID 135456)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2020-11-05	-
	Rep	Advising on securities	2020-10-23	-
	Rep	Dealing in securities	2020-10-23	-
JQ Securities (Hong Kong) Limited	Rep	Advising on securities	2020-06-01	2020-10-19
	Rep	Asset management	2020-06-01	2020-10-19
	Rep	Dealing in securities	2020-06-01	2020-10-19
China Vered Asset Management (Hong Kong) Limited	Rep	Asset management	2017-05-29	2020-05-28
DBS VICKERS (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2012-07-13	2016-06-30
	Rep	Dealing in securities	2011-12-23	2016-06-30