| CSII Capital Limited | RO | Advising on securities | 2020-10-05 | - |
| RO | Asset management | 2020-10-05 | - |
| Seazen Resources Asset Management Limited | Rep | Advising on securities | 2019-05-28 | 2019-06-11 |
| Rep | Asset management | 2019-05-28 | 2019-06-11 |
| Rep | Dealing in securities | 2019-05-28 | 2019-06-11 |
| Seazen Resources Futures Limited | Rep | Dealing in futures contracts | 2019-05-28 | 2019-06-11 |
| Seazen Resources Securities Limited | Rep | Dealing in securities | 2019-05-28 | 2019-06-11 |
| Sheng Yuan Sino Asset Management Limited | Rep | Advising on securities | 2019-04-03 | 2019-04-30 |
| Rep | Asset management | 2019-04-03 | 2019-04-30 |
| Vered Asset Management Limited | RO | Advising on securities | 2018-08-08 | 2019-02-12 |
| RO | Asset management | 2018-08-08 | 2019-02-12 |
| China Vered Securities Limited | RO | Dealing in futures contracts | 2018-06-14 | 2019-02-12 |
| China Vered Asset Management (Hong Kong) Limited | RO | Asset management | 2017-07-03 | 2019-02-12 |
| China Vered Securities Limited | RO | Advising on securities | 2017-03-30 | 2019-02-12 |
| China Vered Asset Management (Hong Kong) Limited | Rep | Asset management | 2016-07-05 | 2017-07-03 |
| RO | Advising on securities | 2016-07-05 | 2019-02-12 |
| China Vered Securities Limited | RO | Dealing in securities | 2016-04-14 | 2019-02-12 |
| GigaMoney Limited | RO | Dealing in securities | 2015-09-23 | 2016-03-08 |
| HONG KONG INTERNATIONAL CAPITAL MANAGEMENT LIMITED | RO | Advising on securities | 2015-09-23 | 2016-03-08 |
| GigaMoney Limited | Rep | Dealing in securities | 2013-05-30 | 2015-09-23 |
| HONG KONG INTERNATIONAL CAPITAL MANAGEMENT LIMITED | Rep | Advising on securities | 2013-05-30 | 2015-09-23 |
| Rep | Asset management | 2013-05-30 | 2016-03-08 |
| HONG KONG INTERNATIONAL FUTURES LIMITED | RO | Dealing in futures contracts | 2011-12-23 | 2016-03-08 |