Personnel Hong Kong SFC License Details (ID 135601)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Sanford C. Bernstein (Hong Kong) Limited	Rep	Advising on securities	2018-07-10	2018-08-17
	Rep	Dealing in securities	2018-07-10	2018-08-17
Credit Suisse (Hong Kong) Limited	Rep	Dealing in futures contracts	2012-04-02	2012-05-29
	Rep	Dealing in securities	2012-04-02	2012-05-29
	Rep	Dealing in futures contracts	2011-12-30	2012-03-30
	Rep	Dealing in securities	2011-12-30	2012-03-30