Personnel Hong Kong SFC License Details (ID 135606)

Personnel Hong Kong SFC License Details (ID 135606)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
TIGER BROKERS (HK) GLOBAL LIMITED	Rep	Dealing in futures contracts	2019-07-24	2019-11-22
	Rep	Dealing in securities	2019-07-24	2019-11-22
CSC FUTURES (HK) LIMITED	Rep	Dealing in securities	2017-07-17	2019-02-01
	Rep	Dealing in futures contracts	2014-11-18	2019-02-01
CSC SECURITIES (HK) LIMITED	Rep	Dealing in securities	2014-11-18	2019-02-01
HGNH International Asset Management Co., Limited	Rep	Asset management	2014-04-30	2014-10-15
HGNH International Futures Co., Limited	Rep	Dealing in futures contracts	2011-12-30	2014-10-15