Personnel Hong Kong SFC License Details (ID 135647)

Personnel Hong Kong SFC License Details (ID 135647)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Vontobel Limited	RO	Dealing in futures contracts	2020-01-24	2021-01-18
	Rep	Dealing in futures contracts	2019-11-08	2020-01-24
	Rep	Dealing in securities	2019-11-08	2021-01-18
BNP PARIBAS SECURITIES (ASIA) LIMITED	Rep	Dealing in futures contracts	2015-03-02	2019-07-30
	Rep	Dealing in securities	2015-03-02	2019-07-30
	Rep	Dealing in futures contracts	2015-02-02	2015-02-13
	Rep	Dealing in securities	2015-02-02	2015-02-13
	Rep	Dealing in futures contracts	2012-01-03	2012-04-02
	Rep	Dealing in securities	2012-01-03	2012-04-02