Personnel Hong Kong SFC License Details (ID 135656)

Personnel Hong Kong SFC License Details (ID 135656)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Segantii Capital Management Limited	RO	Asset management	2021-03-19	2022-12-02
	Rep	Asset management	2020-04-28	2021-03-19
GOLDMAN SACHS (ASIA) SECURITIES LIMITED	RO	Dealing in futures contracts	2016-12-23	2020-01-01
	Rep	Dealing in futures contracts	2016-10-11	2016-10-19
	RO	Advising on securities	2016-10-11	2020-01-01
	RO	Dealing in securities	2016-10-11	2020-01-01
GOLDMAN SACHS (ASIA) L.L.C.	RO	Advising on securities	2016-08-17	2020-01-01
	RO	Dealing in securities	2012-03-27	2020-01-01
GOLDMAN SACHS (ASIA) SECURITIES LIMITED	RO	Advising on securities	2012-03-27	2016-10-10
	RO	Dealing in securities	2012-03-27	2016-10-10
GOLDMAN SACHS (ASIA) L.L.C.	Rep	Dealing in securities	2012-01-03	2012-03-27
GOLDMAN SACHS (ASIA) SECURITIES LIMITED	Rep	Advising on securities	2012-01-03	2012-03-27
	Rep	Dealing in securities	2012-01-03	2012-03-27
GOLDMAN SACHS FUTURES (ASIA) LIMITED	Rep	Dealing in futures contracts	2012-01-03	2016-10-10