| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| PineBridge Investments Asia Limited | Rep | Advising on securities | 2025-02-12 | - |
| Rep | Asset management | 2025-02-12 | - | |
| Rep | Dealing in securities | 2025-02-12 | - | |
| PineBridge Investments Hong Kong Limited | Rep | Asset management | 2025-02-12 | - |
| Rep | Dealing in securities | 2025-02-12 | - | |
| Morgan Stanley Asia Limited | Rep | Advising on securities | 2015-06-22 | 2019-07-26 |
| Rep | Dealing in securities | 2015-06-22 | 2019-07-26 | |
| MIZUHO SECURITIES ASIA LIMITED | Rep | Advising on securities | 2013-06-14 | 2015-06-10 |
| Guosen Securities (HK) Brokerage Company, Limited | Rep | Advising on futures contracts | 2012-01-03 | 2013-05-10 |
| Rep | Advising on securities | 2012-01-03 | 2013-05-10 |
No HKMA registrations in the collected records.