Personnel Hong Kong SFC License Details (ID 135665)

Personnel Hong Kong SFC License Details (ID 135665)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Macquarie Asia Securities Limited	Rep	Dealing in securities	2020-10-15	-
	Rep	Advising on securities	2020-10-15	2023-10-09
Merrill Lynch (Asia Pacific) Limited	Rep	Dealing in securities	2014-06-16	2017-09-29
Merrill Lynch Far East Limited	Rep	Dealing in futures contracts	2014-06-16	2017-09-29
	Rep	Dealing in securities	2014-06-16	2017-09-29
J.P. MORGAN BROKING (HONG KONG) LIMITED	Rep	Advising on futures contracts	2013-06-28	2014-03-14
	Rep	Dealing in futures contracts	2013-06-28	2014-03-14
	Rep	Advising on securities	2012-01-03	2014-03-14
	Rep	Dealing in securities	2012-01-03	2014-03-14