Personnel Hong Kong SFC License Details (ID 135678)

Personnel Hong Kong SFC License Details (ID 135678)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
UBS SECURITIES HONG KONG LIMITED	Rep	Dealing in futures contracts	2018-03-21	-
	Rep	Providing automated trading services	2016-12-19	-
	Rep	Dealing in securities	2016-12-19	-
UBS SECURITIES ASIA LIMITED	Rep	Dealing in futures contracts	2013-08-12	-
	Rep	Dealing in securities	2013-08-12	-
UBS SECURITIES HONG KONG LIMITED	Rep	Providing automated trading services	2013-08-12	2016-12-18
	Rep	Dealing in securities	2013-08-12	2016-12-18
UBS SECURITIES ASIA LIMITED	Rep	Dealing in futures contracts	2012-01-03	2013-06-22
	Rep	Dealing in securities	2012-01-03	2013-06-22
UBS SECURITIES HONG KONG LIMITED	Rep	Providing automated trading services	2012-01-03	2013-06-22
	Rep	Dealing in securities	2012-01-03	2013-06-22