| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| UBS SECURITIES HONG KONG LIMITED | Rep | Dealing in futures contracts | 2018-03-21 | - |
| Rep | Providing automated trading services | 2016-12-19 | - | |
| Rep | Dealing in securities | 2016-12-19 | - | |
| UBS SECURITIES ASIA LIMITED | Rep | Dealing in futures contracts | 2013-08-12 | - |
| Rep | Dealing in securities | 2013-08-12 | - | |
| UBS SECURITIES HONG KONG LIMITED | Rep | Providing automated trading services | 2013-08-12 | 2016-12-18 |
| Rep | Dealing in securities | 2013-08-12 | 2016-12-18 | |
| UBS SECURITIES ASIA LIMITED | Rep | Dealing in futures contracts | 2012-01-03 | 2013-06-22 |
| Rep | Dealing in securities | 2012-01-03 | 2013-06-22 | |
| UBS SECURITIES HONG KONG LIMITED | Rep | Providing automated trading services | 2012-01-03 | 2013-06-22 |
| Rep | Dealing in securities | 2012-01-03 | 2013-06-22 |
No HKMA registrations in the collected records.