Personnel SFC Licences and HKMA Registrations (ID 13587)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HGC Investment Management (HK) Limited	RO	Dealing in securities	2019-02-01	-
	RO	Advising on securities	2017-10-10	-
	RO	Asset management	2017-10-10	-
	Rep	Advising on securities	2017-08-25	2017-10-10
	Rep	Asset management	2017-08-25	2017-10-10
KBR Fund Management Limited	RO	Advising on corporate finance	2008-01-08	2012-06-14
	RO	Advising on securities	2008-01-08	2017-03-01
	RO	Asset management	2008-01-08	2017-03-01
CBRE Investment Management (Asia) Limited	RO	Advising on corporate finance	2003-04-01	2007-09-24
	RO	Advising on securities	2003-04-01	2007-09-24
	RO	Asset management	2003-04-01	2007-09-24

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.