Sun, Xiaolu (SFC:AYT327) 孫肖魯

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
D. E. SHAW &AMP; CO. (ASIA PACIFIC) LIMITED	Rep	Dealing in securities	2020-02-26	-
	Rep	Asset management	2012-10-19	2019-08-12
CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED	Rep	Dealing in securities	2012-01-10	2012-02-24

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
D. E. SHAW &AMP; CO. (ASIA PACIFIC) LIMITED	Rep	Dealing in securities	2020-02-26	-
	Rep	Asset management	2012-10-19	2019-08-12
CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED	Rep	Dealing in securities	2012-01-10	2012-02-24

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.