Personnel Hong Kong SFC License Details (ID 136005)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Advising on securities	2015-07-16	2024-07-16
CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED	Rep	Dealing in securities	2014-05-12	2015-04-30
	Rep	Advising on securities	2012-11-06	2015-04-30
	Rep	Advising on securities	2012-01-10	2012-10-03