Personnel Hong Kong SFC License Details (ID 136050)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GUOTAI JUNAN FUND MANAGEMENT LIMITED	Rep	Advising on securities	2015-11-10	2016-01-21
	Rep	Asset management	2015-11-10	2016-01-21
	Rep	Dealing in securities	2015-11-10	2016-01-21
HARVEST GLOBAL INVESTMENTS LIMITED	Rep	Advising on securities	2013-12-13	2015-07-24
	Rep	Asset management	2013-12-13	2015-07-24
MIB SECURITIES (HONG KONG) LIMITED	Rep	Advising on securities	2012-01-11	2013-11-11