Personnel Hong Kong SFC License Details (ID 136117)

Personnel Hong Kong SFC License Details (ID 136117)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Jefferies Hong Kong Limited	Rep	Dealing in securities	2019-01-02	-
GOLDMAN SACHS (ASIA) SECURITIES LIMITED	Rep	Providing automated trading services	2016-10-11	2018-09-18
	Rep	Dealing in futures contracts	2016-10-11	2018-09-18
	Rep	Dealing in securities	2016-10-11	2018-09-18
	Rep	Providing automated trading services	2014-07-10	2016-10-10
	Rep	Dealing in securities	2012-04-27	2016-10-10
GOLDMAN SACHS (ASIA) L.L.C.	Rep	Dealing in securities	2012-01-13	2018-09-18
GOLDMAN SACHS FUTURES (ASIA) LIMITED	Rep	Dealing in futures contracts	2012-01-13	2016-10-10